Enrich Wealth

NRI Declaration (If Applicable)

I/We hereby declare that the particulars provided in this Application Form are true, correct and complete to the best of my/our knowledge and belief.

I/We confirm that I/We have complied with the provisions of the Foreign Exchange Management Act, 1999 (FEMA), and all rules, regulations, notifications, directions and orders issued thereunder, as amended from time to time, and shall continue to comply with the same for all investments made in India.

I/We undertake to provide Enrich Wealth Private Limited ("the Company") with such information and supporting documents as may be required in connection with this declaration.

I/We further declare that I/We are not citizens of the United States of America as on the date of this declaration. In the event of any change in my/our residential status, citizenship or tax residency, I/We shall promptly notify the Company in writing.

I/We further declare that I/We are not citizens, residents, persons or entities located in or accessing services from the European Union as on the date of this declaration. I/We undertake to promptly inform the Company of any change in my/our residential status.

Declaration Applicable to Mutual Fund Transactions through BSE Platform (If Applicable)

I/We understand that mutual fund transactions executed through my/our investment account with Enrich Wealth Private Limited ("EWPL") shall be routed through the BSE Mutual Fund Platform operated by Bombay Stock Exchange of India Limited ("BSE").

By signing this Application Form, I/We agree to be registered on the BSE Platform and undertake to comply with all applicable terms and conditions, including Know Your Customer (KYC) requirements and other regulations prescribed by BSE and EWPL from time to time.

I/We understand that BSE acts solely as a transaction routing platform between EWPL, Asset Management Companies (AMCs) and Registrars & Transfer Agents (RTAs).

I/We agree to indemnify BSE and EWPL against any loss, liability or damage arising from actions taken by BSE in good faith based on transaction instructions received through EWPL.

I/We confirm that all information provided by me/us is true, accurate and complete. I/We acknowledge that EWPL and BSE shall not be liable for any loss or liability arising from incorrect or misleading information furnished by me/us.

I/We authorize BSE to collect the following information relating to my/our Mutual Fund investments: (a) distributor-wise transaction details for past, present and future transactions; and (b) scheme-wise consolidated unit holdings maintained with various AMCs and RTAs.

Declaration

Client Declaration: I/We declare that all information, documents and declarations submitted in this Application Form are true, accurate, complete and up to date. I/We undertake to promptly notify Enrich Wealth Private Limited in writing of any change in the information provided. I/We understand that furnishing false, incorrect or misleading information may result in rejection or termination of services and may attract legal action under applicable laws.

KYC, AML & Regulatory Compliance: I/We confirm compliance with all Know Your Customer (KYC), Anti-Money Laundering (AML), Prevention of Money Laundering Act (PMLA), FATCA, CRS and other regulatory requirements prescribed by SEBI, AMFI, RBI and other applicable authorities. I/We authorize Enrich Wealth Private Limited to verify, obtain, update and validate my/our KYC information through KRA, CKYC Registry or any other authorized agency whenever required.

Nature of Services: Enrich Wealth Private Limited is an AMFI Registered Mutual Fund Distributor bearing ARN No. 300795. The Company may distribute or facilitate investments in Mutual Funds; Specialized Investment Funds (SIF); Portfolio Management Services (PMS); Alternative Investment Funds (AIF); Corporate Fixed Deposits; Bonds/NCDs; National Pension System (NPS); Insurance Products; and other financial products permitted under applicable regulations. Unless specifically agreed through a separate written Investment Advisory Agreement, Enrich Wealth Private Limited acts solely as a distributor/facilitator and does not provide investment advisory services under the SEBI (Investment Advisers) Regulations.

Execution of Transactions: All investment transactions shall be executed strictly based on my/our instructions. Enrich Wealth Private Limited shall not exercise discretionary authority over my/our investments. Execution of transactions shall remain subject to acceptance by the relevant AMC, RTA, Product Provider or other authorized institution.

Investment Risk: I/We acknowledge that Mutual Fund investments are subject to market risks. Investment values may appreciate or depreciate depending on market conditions. Past performance is not indicative of future results. Returns are not guaranteed unless specifically stated by the Product Provider. Enrich Wealth Private Limited does not guarantee returns or capital protection. I/We confirm that I/We have read and understood the relevant Scheme Information Document (SID), Key Information Memorandum (KIM), Statement of Additional Information (SAI), Product Brochure and other offer documents before investing.

Suitability & Investment Decision: Any recommendation, where provided, is based solely on the information furnished by me/us regarding financial objectives, investment horizon, liquidity requirements and risk profile. The final investment decision shall remain entirely my/our responsibility. Enrich Wealth Private Limited reserves the right to decline any transaction that does not comply with applicable laws or internal compliance requirements.

Third Party Products: The investment products distributed by Enrich Wealth Private Limited are issued by independent Product Providers. Enrich Wealth Private Limited acts solely as a distributor/facilitator and shall not be responsible for investment performance; credit risk of the issuer; delay by AMC/RTA; NAV fluctuations; changes in taxation; product closure; or regulatory actions by Product Providers.

Commission Disclosure: I/We understand that Enrich Wealth Private Limited may receive brokerage, commission, trail commission or other remuneration from Asset Management Companies or Product Providers in accordance with SEBI and AMFI regulations. Such remuneration does not increase the NAV or purchase price of the investment product. I/We understand that Mutual Fund investments may be made through either Direct Plans or Regular Plans. Where applicable, I/We voluntarily choose to invest through the Regular Plan facilitated by Enrich Wealth Private Limited.

No Assured Returns: I/We acknowledge that neither Enrich Wealth Private Limited nor any of its Directors, Employees, Representatives or Associates has promised, assured or guaranteed any return unless expressly stated in the official Scheme Documents issued by the Product Provider.

Client Responsibility: Investment decisions are made independently by me/us. The source of funds is legitimate. Investments are made from my/our own funds unless otherwise permitted by law. I/We have understood the risks associated with the proposed investments.

Communication Consent: I/We authorize Enrich Wealth Private Limited to communicate with me/us through Telephone, SMS, Email, WhatsApp, Mobile Applications, Video Calls and Physical Letters. Such communication may relate to transaction confirmations; portfolio reports; service requests; regulatory communications; investor education; product updates; and account servicing.

Privacy & Confidentiality: I/We authorize Enrich Wealth Private Limited to collect, verify, store, process and share my/our information with AMCs, RTAs, KRA, CKYC Registry, Depositories, Banks, Exchanges, Payment Service Providers, Insurance Companies, Pension Fund Managers, Regulators and Government Authorities solely for account opening, transaction processing, servicing and regulatory compliance. Enrich Wealth Private Limited shall maintain confidentiality of client information in accordance with applicable laws.

FATCA / CRS Declaration: I/We declare that all FATCA, CRS and Tax Residency declarations submitted by me/us are true and accurate. I/We undertake to immediately notify Enrich Wealth Private Limited of any change in Citizenship, Residential Status, Country of Residence, Tax Residency or FATCA Status.

Electronic Transactions: I/We authorize Enrich Wealth Private Limited to accept instructions received through approved electronic modes, subject to its verification procedures. Enrich Wealth Private Limited shall not be responsible for delays arising due to banking systems, internet failures, technical issues or system outages beyond its reasonable control.

Record Retention: I/We understand that Enrich Wealth Private Limited may retain client records, transaction instructions and supporting documents for the period prescribed under applicable laws and regulatory guidelines.

Conflict of Interest: Enrich Wealth Private Limited shall act fairly, honestly and in the best interests of its clients while distributing financial products. Any material conflict of interest shall be disclosed in accordance with SEBI and AMFI regulations.

Grievance Redressal: Any grievance relating to services provided by Enrich Wealth Private Limited should first be addressed to the Compliance Officer. If unresolved, the Client may approach the relevant AMC, Registrar & Transfer Agent or the appropriate regulatory authority in accordance with applicable regulations.

Indemnity: I/We agree to indemnify and keep indemnified Enrich Wealth Private Limited, its Directors, Officers, Employees and Representatives against any loss, liability, claim or expense arising from incorrect or misleading information furnished by me/us; forged or fraudulent documents; unauthorized instructions received through my/our registered communication channels; or breach of applicable laws by me/us.

Limitation of Liability: Enrich Wealth Private Limited shall not be liable for any direct or indirect loss arising due to market fluctuations; product performance; delay by AMC/RTA; banking delays; regulatory changes; Force Majeure events; technology failures; or cyber incidents beyond its reasonable control.

Force Majeure: Enrich Wealth Private Limited shall not be liable for any delay or failure in performance resulting from events beyond its reasonable control, including but not limited to natural disasters, pandemics, war, strikes, governmental actions, internet outages, power failures, cyberattacks, or failures of banking or financial market infrastructure.